regions bank chief compliance officer

Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. William E. Horton Chief Operating Officer. In 2006, he led the HR integration during the Regions/AmSouth merger. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Advisory Services are offered through Cetera Investment Advisers LLC. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. He is also a member of the companys Executive Leadership Team. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Deputy Chief Risk Officer and Chief Credit Officer. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Senior Executive Vice President He received a masters degree in business administration from Emory University, Atlanta, Georgia. Chief Financial Officer. In addition to overseeing all relationship management activities across the organization, he is responsible for equipment finance and specialized industry verticals including energy and natural resources, financial services, healthcare, restaurant, technology and defense, and transportation and logistics. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn Design a human-centric compliance culture. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Member FDIC. Nix will report to Tara Plimpton, chief legal officer for the bank. Youre about to leave Regions to use an external site. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner President and Chief Executive Officer of Regions Financial Corporation. Andrew Nix. Santander Chief Compliance Officer Salaries in Braunton His primary focus was financial institutions. C. Keith Herron Martha Raber Birmingham's largest bank has added a new leader to its ranks. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Senior Executive Vice President He is a member of the banks Executive Leadership Team. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Senior Executive Vice President Hope Dmuchowski Chief Financial Officer. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. He began his career at Crestar Mortgage. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Dana Nolan serves as the Head of Investor Relations at Regions. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Pichel began his career as a financial analyst with General Motors. December 09, 2020, 1:13 p.m. EST 1 Min Read. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. He earned a masters degree in Human Resources from Boston University. Hope D.Mehlman Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. President, Regions Foundation. Logan M. Pichel He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). C. Matthew Lusco Gartner Terms of Use While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Management | Regions Financial Corporation Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Senior Executive Vice President She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Gartner Terms of Use At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. John Turner is president and chief executive officer of Regions Financial Corporation. (Photo: Business Wire). Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Senior Executive Vice President Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Find your next job opportunity near you & 1-Click Apply! Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. His primary focus was financial institutions. Head of Enterprise Operations. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. May 27, 2022, 1:30 p.m. EDT 3 Min Read. Deliver an effective board presentation on your companys culture, primary drivers of a strong culture of integrity, and next steps for risk mitigation and management. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Gartner helps compliance officers transition confidently andsucceed faster. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. He is also a member of the United Ways Tocqueville Society. Privacy Policy. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Executive Vice President Turner holds a bachelors degree in economics from the University of Georgia. He is a member of Regions Executive Leadership Team. The Chief Compliance Officer | Deloitte US David Popwell President, Specialty Banking . Keenan leads all Human Resources functions, as well as Corporate Security, the Aviation Group, and Corporate Real Estate & Procurement. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. She leads all institutional, retail and fixed income investor relations functions. Senior Executive Vice President Tammy LoCascio . David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He joined Assurant as senior vice president of Information Technology. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Chief Legal Officer and Corporate Secretary. President and Chief Executive Officer of Regions Financial Corporation. Regions News Online: regions.doingmoretoday.com Head of Commercial Banking. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President He is also a member of the Southeastern Council of Foundations. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Andrew Nix will join Regions as chief governance officer on March 17. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Discover the four best practice approaches in investigation management. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com Chief Risk Officer. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Meet Andrew Nix. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Before joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.7 trillion in assets, in various leadership roles in sales, strategy, client services and marketing. 2023Gartner, Inc. and/or its affiliates. Ronald G. Smith Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Gartner Terms of Use In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. John Turner is president and chief executive officer of Regions Financial Corporation. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Regions Bank names Maynard attorney Andrew Nix chief governance officer He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday.